Amendments to Form ADV and the Books and Records Rule
July 23, 2017
An investment adviser filing an initial Form ADV or an amendment to an existing Form ADV on or after October 1, 2017 will be required to use a revised Form ADV. (Changes to Form ADV can be found here: https://www.sec.gov/rules/final/2016/ia-4509-form-adv-summary-of-changes.pdf) Additionally, amendments to Rule 204-2 (the “Books and Records Rule”) of the Investment Advisers Act […]